Speaker:
Mark E. Maddox, former Indiana Securities Commissioner and founder of Maddox Hargett & Caruso, P.C., illustrates
the world of investment fraud using real-life cases. A nationally recognized legal expert in securities arbitration, he shows
investors how to spot red flags of potentially “bad” investments. He will expose a number of current fraud schemes
(many geared to the elderly) and teach you how best to avoid them.
Program:
Investment fraud and stockbroker misconduct can happen to anyone who has money to invest. Sometimes fraud is
committed by a negligent stockbroker or financial advisor who knowingly or unintentionally misrepresents certain investments.
Other times, it’s a greedy spouse who makes unauthorized transactions in their spouse’s brokerage account. Learn
how to protect yourself and your clients. This program will be of interest to attorneys practicing Probate Law, Elder Law
and Family Law.
Date: Tuesday, December 18, 2012
Time (local time): 8:00 - 9:00 am
Credit: 1.0 CLE Hours
Cost:
$35 ISBA members
$50 Non-ISBA members
Click here for registration information
Location: Regions Conference Center
One Indiana Square, 5th Floor, Indianapolis 46204
Provider: Indiana State Bar Assocation (ISBA)
Contact Information:
Indiana State Bar Association
(317) 639-5465 or Toll Free (800) 266-2581
sallen@inbar.org
www.inbar.org, click under events for registration and additional
information
Jack, I was only responding to bill's comment of tying everybody in government together. I agree with you though, it takes one bad apple to ruin the bunch.. As in any profession. What's truly unfair is when somebody violates someone's trust and takes complete advantage of someone
John’s comment is unfair. The majority of attorneys can be trusted. Unfortunately, all it takes is one greedy, unscrupulous, immoral attorney to jade the public.
In regards to bill's comment about trusting the cover meant. We can trust them about as much as we can trust attorneys'.
This is disturbing to learn...
Yikes!