12/18 - When Broker ... Means "Broker" (Indianapolis)

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Tuesday  December 18, 2012 

Speaker:
  Mark E. Maddox, former Indiana Securities Commissioner and founder of Maddox Hargett & Caruso, P.C., illustrates the world of investment fraud using real-life cases. A nationally recognized legal expert in securities arbitration, he shows investors how to spot red flags of potentially “bad” investments. He will expose a number of current fraud schemes (many geared to the elderly) and teach you how best to avoid them.

Program:
   Investment fraud and stockbroker misconduct can happen to anyone who has money to invest. Sometimes fraud is committed by a negligent stockbroker or financial advisor who knowingly or unintentionally misrepresents certain investments. Other times, it’s a greedy spouse who makes unauthorized transactions in their spouse’s brokerage account. Learn how to protect yourself and your clients. This program will be of interest to attorneys practicing Probate Law, Elder Law and Family Law.

Date: Tuesday, December 18, 2012
Time (local time): 8:00 - 9:00 am

Credit: 1.0 CLE Hours

Cost:
$35  ISBA members
$50  Non-ISBA members

Click here for registration information

Location: Regions Conference Center
One Indiana Square, 5th Floor, Indianapolis 46204

Provider: Indiana State Bar Assocation (ISBA)

Contact Information:
Indiana State Bar Association
(317) 639-5465 or Toll Free (800) 266-2581
sallen@inbar.org
www.inbar.org, click under events for registration and additional information
 

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  1. Can I get this form on line,if not where can I obtain one. I am eligible.

  2. What a fine example of the best of the Hoosier tradition! How sad that the AP has to include partisan snark in the obit for this great American patriot and adventurer.

  3. Why are all these lawyers yakking to the media about pending matters? Trial by media? What the devil happened to not making extrajudicial statements? The system is falling apart.

  4. It is a sad story indeed as this couple has been only in survival mode, NOT found guilty with Ponzi, shaken down for 5 years and pursued by prosecution that has been ignited by a civil suit with very deep pockets wrenched in their bitterness...It has been said that many of us are breaking an average of 300 federal laws a day without even knowing it. Structuring laws, & civilForfeiture laws are among the scariest that need to be restructured or repealed . These laws were initially created for drug Lords and laundering money and now reach over that line. Here you have a couple that took out their own money, not drug money, not laundering. Yes...Many upset that they lost money...but how much did they make before it all fell apart? No one ask that question? A civil suit against Williams was awarded because he has no more money to fight...they pushed for a break in order...they took all his belongings...even underwear, shoes and clothes? who does that? What allows that? Maybe if you had the picture of him purchasing a jacket at the Goodwill just to go to court the next day...his enemy may be satisfied? But not likely...bitterness is a master. For happy ending lovers, you will be happy to know they have a faith that has changed their world and a solid love that many of us can only dream about. They will spend their time in federal jail for taking their money from their account, but at the end of the day they have loyal friends, a true love and a hope of a new life in time...and none of that can be bought or taken That is the real story.

  5. Could be his email did something especially heinous, really over the top like questioning Ind S.Ct. officials or accusing JLAP of being the political correctness police.

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