12/18 - When Broker ... Means "Broker" (Indianapolis)

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Tuesday  December 18, 2012 

Speaker:
  Mark E. Maddox, former Indiana Securities Commissioner and founder of Maddox Hargett & Caruso, P.C., illustrates the world of investment fraud using real-life cases. A nationally recognized legal expert in securities arbitration, he shows investors how to spot red flags of potentially “bad” investments. He will expose a number of current fraud schemes (many geared to the elderly) and teach you how best to avoid them.

Program:
   Investment fraud and stockbroker misconduct can happen to anyone who has money to invest. Sometimes fraud is committed by a negligent stockbroker or financial advisor who knowingly or unintentionally misrepresents certain investments. Other times, it’s a greedy spouse who makes unauthorized transactions in their spouse’s brokerage account. Learn how to protect yourself and your clients. This program will be of interest to attorneys practicing Probate Law, Elder Law and Family Law.

Date: Tuesday, December 18, 2012
Time (local time): 8:00 - 9:00 am

Credit: 1.0 CLE Hours

Cost:
$35  ISBA members
$50  Non-ISBA members

Click here for registration information

Location: Regions Conference Center
One Indiana Square, 5th Floor, Indianapolis 46204

Provider: Indiana State Bar Assocation (ISBA)

Contact Information:
Indiana State Bar Association
(317) 639-5465 or Toll Free (800) 266-2581
sallen@inbar.org
www.inbar.org, click under events for registration and additional information
 

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  1. Welcome to Hendricks County where local and state statutes (especially Indiana Class C misdemeanors) are given a higher consideration than Federal statues and active duty military call-ups.

  2. If real money was spent on this study, what a shame. And if some air-head professor tries to use this to advance a career, pity the poor student. I am approaching a time that i (and others around me) should be vigilant. I don't think I'm anywhere near there yet, but seeing the subject I was looking forward to something I might use to look for some benchmarks. When finally finding my way to the hidden questionnaire all I could say to myself was...what a joke. Those are open and obvious signs of any impaired lawyer (or non-lawyer, for that matter), And if one needs a checklist to discern those tell-tale signs of impairment at any age, one shouldn't be practicing law. Another reason I don't regret dropping my ABA membership some number of years ago.

  3. The case should have been spiked. Give the kid a break. He can serve and maybe die for Uncle Sam and can't have a drink? Wow. And they won't even let him defend himself. What a gross lack of prosecutorial oversight and judgment. WOW

  4. I work with some older lawyers in the 70s, 80s, and they are sharp as tacks compared to the foggy minded, undisciplined, inexperienced, listless & aimless "youths" being churned out by the diploma mill law schools by the tens of thousands. A client is generally lucky to land a lawyer who has decided to stay in practice a long time. Young people shouldn't kid themselves. Experience is golden especially in something like law. When you start out as a new lawyer you are about as powerful as a babe in the cradle. Whereas the silver halo of age usually crowns someone who can strike like thunder.

  5. YES I WENT THROUGH THIS BEFORE IN A DIFFERENT SITUATION WITH MY YOUNGEST SON PEOPLE NEED TO LEAVE US ALONE WITH DCS IF WE ARE NOT HURTING OR NEGLECT OUR CHILDREN WHY ARE THEY EVEN CALLED OUT AND THE PEOPLE MAKING FALSE REPORTS NEED TO GO TO JAIL AND HAVE A CLASS D FELONY ON THERE RECORD TO SEE HOW IT FEELS. I WENT THREW ALOT WHEN HE WAS TAKEN WHAT ELSE DOES THESE SCHOOL WANT ME TO SERVE 25 YEARS TO LIFE ON LIES THERE TELLING OR EVEN LE SAME THING LIED TO THE COUNTY PROSECUTOR JUST SO I WOULD GET ARRESTED AND GET TIME HE THOUGHT AND IT TURNED OUT I DID WHAT I HAD TO DO NOT PROUD OF WHAT HAPPEN AND SHOULD KNOW ABOUT SEEKING MEDICAL ATTENTION FOR MY CHILD I AM DISABLED AND SICK OF GETTING TREATED BADLY HOW WOULD THEY LIKE IT IF I CALLED APS ON THEM FOR A CHANGE THEN THEY CAN COME AND ARREST THEM RIGHT OUT OF THE SCHOOL. NOW WE ARE HOMELESS AND THE CHILDREN ARE STAYING WITH A RELATIVE AND GUARDIAN AND THE SCHOOL WON'T LET THEM GO TO SCHOOL THERE BUT WANT THEM TO GO TO SCHOOL WHERE BULLYING IS ALLOWED REAL SMART THINKING ON A SCHOOL STAFF.

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