12/18 - When Broker ... Means "Broker" (Indianapolis)

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Tuesday  December 18, 2012 

Speaker:
  Mark E. Maddox, former Indiana Securities Commissioner and founder of Maddox Hargett & Caruso, P.C., illustrates the world of investment fraud using real-life cases. A nationally recognized legal expert in securities arbitration, he shows investors how to spot red flags of potentially “bad” investments. He will expose a number of current fraud schemes (many geared to the elderly) and teach you how best to avoid them.

Program:
   Investment fraud and stockbroker misconduct can happen to anyone who has money to invest. Sometimes fraud is committed by a negligent stockbroker or financial advisor who knowingly or unintentionally misrepresents certain investments. Other times, it’s a greedy spouse who makes unauthorized transactions in their spouse’s brokerage account. Learn how to protect yourself and your clients. This program will be of interest to attorneys practicing Probate Law, Elder Law and Family Law.

Date: Tuesday, December 18, 2012
Time (local time): 8:00 - 9:00 am

Credit: 1.0 CLE Hours

Cost:
$35  ISBA members
$50  Non-ISBA members

Click here for registration information

Location: Regions Conference Center
One Indiana Square, 5th Floor, Indianapolis 46204

Provider: Indiana State Bar Assocation (ISBA)

Contact Information:
Indiana State Bar Association
(317) 639-5465 or Toll Free (800) 266-2581
sallen@inbar.org
www.inbar.org, click under events for registration and additional information
 

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