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COA: no error in admitting no contest plea

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A plea of no contest can be admitted under Indiana Evidence Rule 803(8) as a public record proving the fact of a conviction, the Indiana Court of Appeals affirmed today. The appellate court found no error in admitting a defendant's nolo contendere plea to a Florida murder as proof he was convicted of an offense qualifying him as a serious violent felon.

In Robert L. Scott v. State of Indiana, No. 79A05-0812-CR-746, Robert Scott appealed his convictions of possession of a firearm by a serious violent felon, battery with a deadly weapon, pointing a firearm, and resisting law enforcement.

Scott was asked to leave a bar, but refused. A police officer called to the bar tried to stop Scott but Scott spun around and hit the officer in the chest. Scott had a gun in his hand, which looked like a derringer. He ran away, but officers went to his house that night for a "knock and talk." Scott stepped outside to talk to the officers and consented to a search of his house for other people. In a short search, officers moved a mattress they saw on the floor and found a loaded derringer. Scott also told officers about another gun under the couch. He was arrested on an active warrant from Florida and then advised of his rights.

Scott challenged the admission of his nolo contendere plea to a Florida murder to qualify him as a serious violent felon in Indiana. He argued the plea can't be admitted under Indiana Evidence Rule 803(22), which addresses no contest pleas; or Rule 803(8), a more general hearsay exception.

There aren't any Indiana cases addressing this, so the appellate court relied on cases from federal and other state courts to conclude Rule 803(22) is intended to prevent the no contest conviction from being used in a subsequent proceeding to prove actual guilt of the prior offense. The rule doesn't prevent admission under Rule 803(8). In addition, an exhibit shows Scott was adjudicated as guilty of second-degree murder by the Florida court, wrote Senior Judge John Sharpnack.

Scott challenged the search of his home and the admittance of the two guns into evidence. Scott's counsel didn't make a continuing objection to the admission of the derringer, an officer's testimony about the gun being loaded, or where the gun was found, so the issue was waived. The Court of Appeals determined even if he hadn't waived the issue, he still wouldn't have prevailed because he consented to the search.

The Court of Appeals did reverse the trial court denial of Scott's tendered jury instruction on the pointing a firearm charge. He argued the court should have informed the jury it could find him guilty of a misdemeanor if the gun he pointed at the officer was not loaded. Although it's unlikely the jury would have found the gun was not loaded, the officer's testimony that the gun malfunctioned when Scott pulled the trigger could support a reasonable inference to the contrary, wrote the judge.

The appellate court remanded on this issue for further proceedings.

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  1. This sure is not what most who value good governance consider the Rule of Law to entail: "In a letter dated March 2, which Brizzi forwarded to IBJ, the commission dismissed the grievance “on grounds that there is not reasonable cause to believe that you are guilty of misconduct.”" Yet two month later reasonable cause does exist? (Or is the commission forging ahead, the need for reasonable belief be damned? -- A seeming violation of the Rules of Profession Ethics on the part of the commission) Could the rule of law theory cause one to believe that an explanation is in order? Could it be that Hoosier attorneys live under Imperial Law (which is also a t-word that rhymes with infamy) in which the Platonic guardians can do no wrong and never owe the plebeian class any explanation for their powerful actions. (Might makes it right?) Could this be a case of politics directing the commission, as celebrated IU Mauer Professor (the late) Patrick Baude warned was happening 20 years ago in his controversial (whisteblowing) ethics lecture on a quite similar topic: http://www.repository.law.indiana.edu/cgi/viewcontent.cgi?article=1498&context=ilj

  2. I have a case presently pending cert review before the SCOTUS that reveals just how Indiana regulates the bar. I have been denied licensure for life for holding the wrong views and questioning the grand inquisitors as to their duties as to state and federal constitutional due process. True story: https://www.scribd.com/doc/299040839/2016Petitionforcert-to-SCOTUS Shorter, Amici brief serving to frame issue as misuse of govt licensure: https://www.scribd.com/doc/312841269/Thomas-More-Society-Amicus-Brown-v-Ind-Bd-of-Law-Examiners

  3. Here's an idea...how about we MORE heavily regulate the law schools to reduce the surplus of graduates, driving starting salaries up for those new grads, so that we can all pay our insane amount of student loans off in a reasonable amount of time and then be able to afford to do pro bono & low-fee work? I've got friends in other industries, radiology for example, and their schools accept a very limited number of students so there will never be a glut of new grads and everyone's pay stays high. For example, my radiologist friend's school accepted just six new students per year.

  4. I totally agree with John Smith.

  5. An idea that would harm the public good which is protected by licensing. Might as well abolish doctor and health care professions licensing too. Ridiculous. Unrealistic. Would open the floodgates of mischief and abuse. Even veteranarians are licensed. How has deregulation served the public good in banking, for example? Enough ideology already!

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