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Court suspends attorney for 30 days

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The Indiana Supreme Court has imposed a 30-day suspension against an Indianapolis attorney who was one of nearly three dozen people to recently apply for an opening on the state’s highest court.

Justices issued an order Thursday in the disciplinary action In the Matter of Curtis E. Shirley, No. 49S00-0712-DI-581, which was filed in late 2007 following several years of litigation where the conduct occurred. All but Justice Theodore R. Boehm participated in the action, suspending the attorney who’s been practicing since 1991.

The action stems from Shirley’s representation of a family-owned corporation years ago that led to internal disputes and conflicting representations, according to the Supreme Court order. The corporation was owned and controlled by members of a large family, which included an “elderly and incapacitated” matriarch, her son “AB” who controlled the day-to-day business operations, and six other siblings with interests in the corporation. In 2001, AB consulted with Shirley about voting control of the corporation and other issues, the order says. He then used that legal advice to obtain and exercise control, getting his mother’s signature on stock transfers, removing his siblings from the company’s governing board, terminating two from employment at the corporation, and defending suits brought against him from those siblings.

During the course of those proceedings, Shirley sought to have the corporation held in contempt of court despite his representing and collecting fees from the corporation.

“Respondent now agrees that these fees were unreasonable because he did not obtain the knowing consent of necessary principals of the Corporation to his simultaneous representation of the Corporation and AB, and the Corporation paid for a considerable amount of legal work that most likely accrued to AB’s sole benefit,” the order says. “The Corporation filed suit against AB and Respondent to recover the fees paid to Respondent, which suit was settled with a confidential agreement for an undisclosed amount.”

Specifically, Shirley was charged and found to have violated various provisions within the Indiana Professional Conduct Rules: 1.5(a) on charging an unreasonable fee; 1.7(a) and (b) in representing a client when the representation might be adverse to another client or be materially limited by the other client responsibilities; 1.13(b) on failing to proceed as reasonably necessary in the best interests of a represented organization if the lawyer knows someone associated with that organization is engaged in potentially harmful activity; 1.13(d) on failing to explain the identity of a client when it’s apparent the organization’s interests are adverse to those of the constituent; 1.13(e) on representing an organization and one of its constituents without obtaining consent from an appropriate official; and 1.16(a)(1) on failure to withdraw as counsel when representation will result in a violation of the conduct rules.

In determining the penalty and approving the agreement, the court found that Shirley has had no prior disciplinary actions, he has an extensive history of public service to charitable organizations and the bar that includes many pro bono clients, and that the corporation recovered a satisfactory amount of the attorney fees paid to him.

“From the beginning of (his) involvement with the Corporation, it should have been apparent that AB’s personal interests were at very least potentially adverse to those of the Corporation,” Chief Justice Randall Shepard wrote. “The actual conflict of interest that arose should have been apparent. Respondent’s ethical violations extended over several years to the considerable detriment of the Corporation. The discipline the Court would impose for Respondent’s misconduct would be more severe than the parties propose had this matter been submitted without an agreement.”

But with that agreement, Shirley’s history and a “desire to foster agreed resolutions of lawyer disciplinary cases,” the court approved and ordered the disciplinary sanction.

The suspension starts Sept. 17 for the attorney, who was one of 34 people to apply for a seat on the Indiana Supreme Court. Shirley didn’t make it past the initial round of interviews, and although he’d detailed the disciplinary action and this pending settlement agreement in his application, the matter didn’t come up during his July 7 interview before the Judicial Nominating Commission.
 

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  1. Thank you, John Smith, for pointing out a needed correction. The article has been revised.

  2. The "National institute for Justice" is an agency for the Dept of Justice. That is not the law firm you are talking about in this article. The "institute for justice" is a public interest law firm. http://ij.org/ thanks for interesting article however

  3. I would like to try to find a lawyer as soon possible I've had my money stolen off of my bank card driver pressed charges and I try to get the information they need it and a Social Security board is just give me a hold up a run around for no reason and now it think it might be too late cuz its been over a year I believe and I can't get the right information they need because they keep giving me the runaroundwhat should I do about that

  4. It is wonderful that Indiana DOC is making some truly admirable and positive changes. People with serious mental illness, intellectual disability or developmental disability will benefit from these changes. It will be much better if people can get some help and resources that promote their health and growth than if they suffer alone. If people experience positive growth or healing of their health issues, they may be less likely to do the things that caused them to come to prison in the first place. This will be of benefit for everyone. I am also so happy that Indiana DOC added correctional personnel and mental health staffing. These are tough issues to work with. There should be adequate staffing in prisons so correctional officers and other staff are able to do the kind of work they really want to do-helping people grow and change-rather than just trying to manage chaos. Correctional officers and other staff deserve this. It would be great to see increased mental health services and services for people with intellectual or developmental disabilities in the community so that fewer people will have to receive help and support in prisons. Community services would like be less expensive, inherently less demeaning and just a whole lot better for everyone.

  5. Can I get this form on line,if not where can I obtain one. I am eligible.

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