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Judge: 'I didn't lie ...': Marion Superior jurist faces disciplinary panel

Michael W. Hoskins
January 1, 2008
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Marion Superior Judge Grant W. Hawkins is used to spending his days in court. But on Oct. 6 and 7, he wasn't on the bench; the jurist was the one being judged.

Already, his former part-time commissioner has resigned and been permanently banned from any judicial role because of this issue, and Judge Hawkins is battling 11 misconduct charges against him that could mean his judicial career is on the line.

But before he finds out his fate, the judge is waiting for three out-of-county colleagues to decide whether he violated judicial canons by not adequately supervising his court and misleading an investigation into his court's conduct.

On the bench since January 2001, this is the first time Judge Hawkins has faced a judicial disciplinary hearing. While his demeanor during testimony and in conversations outside the Indiana Supreme Court courtroom clearly illustrated he's nervous about what could happen, he is unwavering in his assertion that he never tried to cover up anything.

"I don't deny I didn't have a good operation," Judge Hawkins said. "But I didn't lie, I didn't mislead anyone. I stand up to my mistakes."

The Indiana Judicial Qualifications Commission in April filed about a dozen charges each against Judge Hawkins and his former part-time commissioner Nancy L. Broyles alleging delay and dereliction of duties relating to the handling of various cases. Mostly, the counts dealt with the handling of a post-conviction case that resulted in Indianapolis man Harold Buntin being held in prison for 22 months after DNA evidence cleared him of a 1984 rape, for which he'd spent a total of 13 years in prison.

Buntin petitioned for relief in 1998 based on DNA evidence that wasn't available during his trial that he hoped would clear him; it eventually did in 2005. Serving in a part-time capacity since 2001, Broyles was assigned his post-conviction hearing in March 2005 and took it under advisement in April.

The case came to light after Buntin received no word from his Indianapolis attorney, Carolyn Rader, or the court, despite his repeated attempts to get an answer. He contacted the commission to investigate the reason for the delay in early 2007.

After the commission got involved, Judge Hawkins investigated and discovered an array of problems: a missing file that was later located, an order that appeared to have been signed 13 months after Broyles took the case under advisement but was not properly processed, and confusion about what caused the delays in the first place. Eventually, Judge Hawkins issued a notice of delay March 8, 2007, but it took an additional six weeks and another inquiry from the Judicial Qualifications Commission before a hearing was scheduled and Buntin was released April 20, 2007.

Now, it's up to three judicial masters - Delaware Circuit Judge Marianne Vorhees, Lake Superior Judge Clarence Murray, and Elkhart Circuit Judge Terry Shewmaker - to sift through the evidence and case history. They presided over the hearing and are expected to issue a report to the high court by Nov. 14.

At the hearing, Disciplinary Commission attorney Adrienne Meiring described a disorganized and delay-ridden court where Judge Hawkins failed to provide adequate supervision. Defense attorney Kevin McGoff contended that the sitting judge wasn't personally responsible for actions he wasn't aware of and at no time misled the investigating commission or parties involved in the case.

McGoff countered most of the witnesses by pointing out that much remains uncertain about the circumstances causing the delay and how differing recollections weren't proof that anyone intentionally misled the investigation.

Rader, Buntin's attorney, testified on the first day that she communicated with Broyles by e-mail, phone, and inquiry, but Rader chose not to bring it to the judge's attention.

"I didn't consider going to (Judge) Hawkins as advisable. I didn't want to cause friction between them, didn't want to get her in trouble, didn't want to raise Cain, didn't want to jeopardize Buntin's position," Rader said.

She testified that she has agreed to a public reprimand in her own disciplinary action, which was for failing to communicate with Buntin during the court delays. She's also reached an undisclosed settlement in a civil suit that Buntin filed against her, she testified.

Buntin's suit against the Marion County clerk and Judge Hawkins' court remains pending.

While it remains unclear exactly how the delays happened, both the judicial officers have taken responsibility for the Buntin case delays and how the court handled the issue.

Just days before the judicial misconduct hearing was to begin, the commission reached an agreement with Broyles in the action against her and the Indiana Supreme Court accepted that discipline Oct. 10. She voluntarily resigned in April, has been permanently banned from the bench, including pro tempore service, and is being publicly reprimanded.

In issuing its order, the court noted that she's shown consistent remorse for the events and takes responsibility for her actions and inactions. The court wrote, "a public reprimand adequately sanctions her for the admissions made as part of this agreement .... (it) remains on her record and is of great personal consequence for her as it would any attorney or judicial officer that considers their reputations to be their largest asset. "All justices agreed except Chief Justice Randall T. Shepard, who found the sanction to be inadequate.

During testimony at Judge Hawkins' hearing, Broyles said she regrets the delays and what happened, saying she agonized and stressed about this case and how to best respond to it - even during the delay that came after she took the case under advisement in April 2005.

"I was the cause .... I did not handle this well," the former commissioner testified, noting that she should have pressed for updates from all parties and moved the case more quickly. "Of my many regrets on this whole matter ... that was my biggest one. I take full responsibility for that."

Broyles said she had no reason to think the judge had misled anyone on the matter and said she's never heard him accused of dishonesty, and some of the judge's colleagues and attorneys practicing before him defended his integrity.

However, Broyles testified that just prior to leaving the bench this spring, a check with court administration showed that Criminal Court 5 continued to have too many PCR cases open, an issue that testimony indicated may have been caused by staff not correctly closing files.

Judge Hawkins said he greatly regrets what happened and has vowed to make sure the process is more closely monitored and scrutinized in his courtroom. Drastic changes have already been implemented, he said.

"You have a system in place you think is working well, and you don't know it isn't working well until someone brings it to your attention," he told the masters' panel. "Mistakes happen to the best of us. I've always wanted to be the best of us, and until Buntin came along, I didn't fully realize the limitations we have." •
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  1. I have been on this program while on parole from 2011-2013. No person should be forced mentally to share private details of their personal life with total strangers. Also giving permission for a mental therapist to report to your parole agent that your not participating in group therapy because you don't have the financial mean to be in the group therapy. I was personally singled out and sent back three times for not having money and also sent back within the six month when you aren't to be sent according to state law. I will work to het this INSOMM's removed from this state. I also had twelve or thirteen parole agents with a fifteen month period. Thanks for your time.

  2. Our nation produces very few jurists of the caliber of Justice DOUGLAS and his peers these days. Here is that great civil libertarian, who recognized government as both a blessing and, when corrupted by ideological interests, a curse: "Once the investigator has only the conscience of government as a guide, the conscience can become ‘ravenous,’ as Cromwell, bent on destroying Thomas More, said in Bolt, A Man For All Seasons (1960), p. 120. The First Amendment mirrors many episodes where men, harried and harassed by government, sought refuge in their conscience, as these lines of Thomas More show: ‘MORE: And when we stand before God, and you are sent to Paradise for doing according to your conscience, *575 and I am damned for not doing according to mine, will you come with me, for fellowship? ‘CRANMER: So those of us whose names are there are damned, Sir Thomas? ‘MORE: I don't know, Your Grace. I have no window to look into another man's conscience. I condemn no one. ‘CRANMER: Then the matter is capable of question? ‘MORE: Certainly. ‘CRANMER: But that you owe obedience to your King is not capable of question. So weigh a doubt against a certainty—and sign. ‘MORE: Some men think the Earth is round, others think it flat; it is a matter capable of question. But if it is flat, will the King's command make it round? And if it is round, will the King's command flatten it? No, I will not sign.’ Id., pp. 132—133. DOUGLAS THEN WROTE: Where government is the Big Brother,11 privacy gives way to surveillance. **909 But our commitment is otherwise. *576 By the First Amendment we have staked our security on freedom to promote a multiplicity of ideas, to associate at will with kindred spirits, and to defy governmental intrusion into these precincts" Gibson v. Florida Legislative Investigation Comm., 372 U.S. 539, 574-76, 83 S. Ct. 889, 908-09, 9 L. Ed. 2d 929 (1963) Mr. Justice DOUGLAS, concurring. I write: Happy Memorial Day to all -- God please bless our fallen who lived and died to preserve constitutional governance in our wonderful series of Republics. And God open the eyes of those government officials who denounce the constitutions of these Republics by arbitrary actions arising out capricious motives.

  3. From back in the day before secularism got a stranglehold on Hoosier jurists comes this great excerpt via Indiana federal court judge Allan Sharp, dedicated to those many Indiana government attorneys (with whom I have dealt) who count the law as a mere tool, an optional tool that is not to be used when political correctness compels a more acceptable result than merely following the path that the law directs: ALLEN SHARP, District Judge. I. In a scene following a visit by Henry VIII to the home of Sir Thomas More, playwriter Robert Bolt puts the following words into the mouths of his characters: Margaret: Father, that man's bad. MORE: There is no law against that. ROPER: There is! God's law! MORE: Then God can arrest him. ROPER: Sophistication upon sophistication! MORE: No, sheer simplicity. The law, Roper, the law. I know what's legal not what's right. And I'll stick to what's legal. ROPER: Then you set man's law above God's! MORE: No, far below; but let me draw your attention to a fact I'm not God. The currents and eddies of right and wrong, which you find such plain sailing, I can't navigate. I'm no voyager. But in the thickets of law, oh, there I'm a forester. I doubt if there's a man alive who could follow me there, thank God... ALICE: (Exasperated, pointing after Rich) While you talk, he's gone! MORE: And go he should, if he was the Devil himself, until he broke the law! ROPER: So now you'd give the Devil benefit of law! MORE: Yes. What would you do? Cut a great road through the law to get after the Devil? ROPER: I'd cut down every law in England to do that! MORE: (Roused and excited) Oh? (Advances on Roper) And when the last law was down, and the Devil turned round on you where would you hide, Roper, the laws being flat? (He leaves *1257 him) This country's planted thick with laws from coast to coast man's laws, not God's and if you cut them down and you're just the man to do it d'you really think you would stand upright in the winds that would blow then? (Quietly) Yes, I'd give the Devil benefit of law, for my own safety's sake. ROPER: I have long suspected this; this is the golden calf; the law's your god. MORE: (Wearily) Oh, Roper, you're a fool, God's my god... (Rather bitterly) But I find him rather too (Very bitterly) subtle... I don't know where he is nor what he wants. ROPER: My God wants service, to the end and unremitting; nothing else! MORE: (Dryly) Are you sure that's God! He sounds like Moloch. But indeed it may be God And whoever hunts for me, Roper, God or Devil, will find me hiding in the thickets of the law! And I'll hide my daughter with me! Not hoist her up the mainmast of your seagoing principles! They put about too nimbly! (Exit More. They all look after him). Pgs. 65-67, A MAN FOR ALL SEASONS A Play in Two Acts, Robert Bolt, Random House, New York, 1960. Linley E. Pearson, Atty. Gen. of Indiana, Indianapolis, for defendants. Childs v. Duckworth, 509 F. Supp. 1254, 1256 (N.D. Ind. 1981) aff'd, 705 F.2d 915 (7th Cir. 1983)

  4. "Meanwhile small- and mid-size firms are getting squeezed and likely will not survive unless they become a boutique firm." I've been a business attorney in small, and now mid-size firm for over 30 years, and for over 30 years legal consultants have been preaching this exact same mantra of impending doom for small and mid-sized firms -- verbatim. This claim apparently helps them gin up merger opportunities from smaller firms who become convinced that they need to become larger overnight. The claim that large corporations are interested in cost-saving and efficiency has likewise been preached for decades, and is likewise bunk. If large corporations had any real interest in saving money they wouldn't use large law firms whose rates are substantially higher than those of high-quality mid-sized firms.

  5. The family is the foundation of all human government. That is the Grand Design. Modern governments throw off this Design and make bureaucratic war against the family, as does Hollywood and cultural elitists such as third wave feminists. Since WWII we have been on a ship of fools that way, with both the elite and government and their social engineering hacks relentlessly attacking the very foundation of social order. And their success? See it in the streets of Fergusson, on the food stamp doles (mostly broken families)and in the above article. Reject the Grand Design for true social function, enter the Glorious State to manage social dysfunction. Our Brave New World will be a prison camp, and we will welcome it as the only way to manage given the anarchy without it.

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