Majority reverses Hopper advisement created last year

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A divided Indiana Supreme Court has reversed its 2010 decision to require that pro se defendants be informed about the dangers of pleading guilty without an attorney. Two of the justices who originally voted to create the “Hopper advisement” found themselves in the minority on the high court’s decision on rehearing.

In September 2010, Justices Robert Rucker, Frank Sullivan and Theodore Boehm created the “Hopper requirement” – named after defendant David Hopper – which held that trial courts must be advised of the dangers of going to trial or pleading guilty without representation as required by Faretta v. California, 422 U.S. 806 (1975). The majority in the original decision noted the new advisement – which was prospectively applied – would require minimal additional time or effort at the initial hearing and wouldn’t impose a significant burden on the judicial process. Chief Justice Randall T. Shepard and Justice Brent Dickson dissented, questioning how many people would decide not to plead guilty based on the advisement or how many repeat offenders would avoid penalties because the warning wasn’t given.

But since that 2010 ruling, Boehm has retired and been replaced by Justice Steven David, and today the high court reversed its earlier decision on a rehearing petition requested by the state. Shepard, David and Dickson made up the majority in the latest opinion. The majority affirmed the denial of post-conviction relief for Hopper – who in 2005 decided to plead guilty to a driving while intoxicated charge after waiving his right to counsel. The majority denied Hopper’s argument and overturned their earlier decision.

“While we do not doubt the value of the Hopper advisement’s language in particular stages of particular cases with particular defendants, the notion that such language should be mandatory in all stages of all cases with all defendants is misplaced,” wrote Shepard in David Hopper v. State of Indiana, No. 13S01-1007-PC-399.

Rucker and Sullivan dissented, with Rucker writing that the state’s petition for rehearing never should have been granted because the state advanced no new arguments. Rucker also couldn’t understand why the majority believes it is a bad idea to provide pro se – and likely indigent – defendants with the advisement outlined in the original Supreme Court decision: “an attorney is usually more experienced in plea negotiations and better able to identify and evaluate any potential defenses and evidentiary or procedural problems in the prosecution’s case.”

“I do not disagree that a Hopper advisement is not necessarily required by the Sixth Amendment or by the Indiana Constitution,” he wrote. “Nor do I advocate that the lack of an advisement would automatically result in reversal of a defendant’s conviction. But the advantages of giving such an advisement, especially at the initial hearing stage of the proceedings, far outweigh any disadvantages of doing so.”


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  1. This is ridiculous. Most JDs not practicing law don't know squat to justify calling themselves a lawyer. Maybe they should try visiting the inside of a courtroom before they go around calling themselves lawyers. This kind of promotional BS just increases the volume of people with JDs that are underqualified thereby dragging all the rest of us down likewise.

  2. I think it is safe to say that those Hoosier's with the most confidence in the Indiana judicial system are those Hoosier's who have never had the displeasure of dealing with the Hoosier court system.

  3. I have an open CHINS case I failed a urine screen I have since got clean completed IOP classes now in after care passed home inspection my x sister in law has my children I still don't even have unsupervised when I have been clean for over 4 months my x sister wants to keep the lids for good n has my case working with her I just discovered n have proof that at one of my hearing dcs case worker stated in court to the judge that a screen was dirty which caused me not to have unsupervised this was at the beginning two weeks after my initial screen I thought the weed could have still been in my system was upset because they were suppose to check levels n see if it was going down since this was only a few weeks after initial instead they said dirty I recently requested all of my screens from redwood because I take prescriptions that will show up n I was having my doctor look at levels to verify that matched what I was prescripted because dcs case worker accused me of abuseing when I got my screens I found out that screen I took that dcs case worker stated in court to judge that caused me to not get granted unsupervised was actually negative what can I do about this this is a serious issue saying a parent failed a screen in court to judge when they didn't please advise

  4. I have a degree at law, recent MS in regulatory studies. Licensed in KS, admitted b4 S& 7th circuit, but not to Indiana bar due to political correctness. Blacklisted, nearly unemployable due to hostile state action. Big Idea: Headwinds can overcome, esp for those not within the contours of the bell curve, the Lego Movie happiness set forth above. That said, even without the blacklisting for holding ideas unacceptable to the Glorious State, I think the idea presented above that a law degree open many vistas other than being a galley slave to elitist lawyers is pretty much laughable. (Did the law professors of Indiana pay for this to be published?)

  5. Joe, you might want to do some reading on the fate of Hoosier whistleblowers before you get your expectations raised up.